Security Finance

  • Director of Quality Assurance and Compliance

    Job Locations US-SC-Spartanburg
    Posted Date 3 weeks ago(3 weeks ago)
    Requisition ID
    Regular Full-Time
  • Overview

    Under limited supervision, directs and oversees the Company’s Quality Assurance, Compliance and Risk function in conjunction with supporting the Security and Compliance Officer with the implementation and ongoing maintenance of the Company’s Compliance Framework to ensure practices align with regulatory and business requirements.


    • Develops, directs, trains, and manages department personnel
    • Manages Internal Compliance, including; Internal Audit, Fraud Prevention, and Customer Relations
    • Provides guidance, advice, and training/educational programs to improve the business’ understanding of all applicable laws and regulations
    • Identifies potential areas of compliance vulnerability and risk and develops remediation guidance
    • Establishes, maintains, and revises policies and procedures for the general operation of a risk and compliance program
    • Assists in the development of the annual Compliance Work Plan
    • Collaborates with other departments to ensure compliance across all aspects of the company
    • Works independently to manage deadlines and multiple departmental priorities
    • Remains current in Compliance, regulatory requirements, and company procedures by attending professional meetings, seminars, and continued education programs
    • Prompt and regular attendance is required


    Job Requirements:


    • 10+ years of experience in Risk, Audit and/or Compliance
    • 8 years or more experience managing personnel
    • Excellent analytical, problem solving, project management and written and verbal skills
    • Strong interpersonal skills with the ability to work collaboratively and communicate effectively with people at all levels of the organization
    • Demonstrated proficiency in the use of Microsoft Office applications, including Excel, Word, Access, PowerPoint, Visio and Outlook
    • Extensive knowledge of, and ability to interpret, regulatory guidelines published by the Bureau of Consumer Financial Protection (BCFP) and state usury laws; internal audit standards, procedures and techniques; consumer lending and/ auto finance laws
    • Bilingual is strongly preferred (English/Spanish)


    Physical Requirements:


    This is an office position that consistently operates a computer and other office productivity machinery, such as a calculator, copy machine, and computer printer.  Requires the ability to communicate verbally and in writing.


    Educational Requirements:


    Bachelor’s Degree OR equivalent experience in Risk Assessment or Auditing.

    Risk Assessment certification preferred (CIA, CFE, etc.)



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